IICPD Ticket 35 Rec

Recording | The “Dos” and “Don’ts” of Regulation of Practice and Anti-Money Laundering

€75.00

CPD

TWO HOURS OF CLIENT CARE AND PROFESSIONAL STANDARDS CPD AWARDED FOR THIS WEBINAR

Attendees will learn about:

Regulation of Practice

✔︎ Regulation of Practice Committee

✔︎ Compensation Fund

✔︎ Compliance with the Solicitors Acts 1954-2015

✔︎ Law Society Investigations

✔︎ Common problems

✔︎ The “Dos” and “Don’ts” of dealing with a Law Society Audit

✔︎ Client account deficits

✔︎ Inactive balances

✔︎ Sections 150-152 of the Legal Services Regulation Act 2015

✔︎ Dispute Resolution Process

✔︎ Regulation Answers and free solicitor helpline

 

Anti-Money Laundering

✔︎ What is Terrorist Financing?

✔︎ Core Risks to Designated Persons

✔︎ New EU Rules and the legislative framework

✔︎ Obligations of Designated Persons

✔︎ Liability for Directors, officers and Senior Managers

✔︎ Customer Level risk Factors

✔︎ Financial Sanctions

✔︎ Suspicious Activity Reporting

Detection of “Red Flags”

Enforcement

Competent authorities

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Description

Speakers

 

Dr. Shane McCarthy

Shane is a practising solicitor with Fitzgerald Legal & Advisory LLP in Cork. He is a Council Member of the Law Society of Ireland and currently serving on: Regulation of Practice Committee (Vice Chair), Criminal Law Committee (Vice Chair), Human Rights & Equality Committee, Mental Health & Capacity Task Force, Practice Support & Communications Committee, Mental Health Law & Capacity Task Force, Professional Wellbeing Steering Group.

AnneMarie Whelan BL

AnneMarie is Lead Regulatory Consultant and CEO with RegSol. As a former practising Barrister who converted to regulatory compliance in 2014, she has developed expertise in areas of Anti-Money Laundering, Consumer Protection and Data Protection. She regularly presents at industry events on these topics.

AnneMarie is named MLRO for a credit union and has assisted numerous clients in the development of AML/CFT frameworks across the range of designated persons in Ireland.

 

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